What you need to know
As per Part 40.45 of the DOT Regulations
Must an employer check on the drug and alcohol testing record of employees it is intending to use to perform safety-sensitive duties?
(a) Yes, as an employer, you must, after obtaining an employee’s written consent, request the information about the employee listed in paragraph (b) of this section. This requirement applies only to employees seeking to begin performing safety-sensitive duties for you for the first time (i.e. a new hire, and employee transfers into a safety-sensitive position). If the employee refuses to provide this written consent, you must not permit the employee to perform safety-sensitive functions.
(b) You must request the information listed in this paragraph (b) from DOT-regulated employers who have employed the employee during any period during the two years before the date of the employee’s application or transfer:
1. Alcohol tests with a result of 0.04 or higher alcohol concentration;
2. Verified positive drug tests;
3. Refusals to be tested (including verified adulterated or substituted drug test results);
4. Other violations of DOT agency drug and alcohol testing regulations; and
5. With respect to any employee who violated a DOT drug and alcohol regulation, documentation of the employee’s successful completion of DOT return-to-duty requirements (including follow-up tests). If the previous employer does not have information about the return-to-duty process (e.g. an employer who did not hire an employee who tested positive on a pre-employment test), you must seek to obtain this information from the employee.
(c) The information obtained from a previous employer includes any drug or alcohol test information obtained from previous employers under this section or other applicable DOT agency regulations.
(d) If feasible, you must obtain and review this information before the employee first performs safety-sensitive functions. If this is not feasible, you must obtain and review the information as soon as possible. However, you must not permit the employee to perform safety-sensitive functions after 30 days from the date on which the employee first performed safety-sensitive functions, unless you have obtained or made and documented a good faith effort to obtain this information.
(e) If you obtain information that the employee has violated a DOT agency drug and alcohol regulation, you must not use the employee to perform safety-sensitive functions unless you also obtain information that the employee has subsequently complied with the return-to-duty requirements of Subpart O of this part and DOT agency drug and alcohol regulations.
(f) You must provide to each of the employers from whom you request information under paragraph (b) of this section written consent for the release of the information cited in paragraph (a) of this section.
(g) The release of information under this section must be in any written form (e.g. fax, e-mail, letter) that ensures confidentiality. As the previous employer, you must maintain a written record of the information released, including the date, the party to whom it was released, and a summary of the information provided.
(h) If you are an employer from whom information is requested under paragraph (b) of this section, you must, after reviewing the employee’s specific, written consent, immediately release the requested information to the employer making the inquiry.
(i) As the employer requesting the information required under this section, you must maintain a written, confidential record of the information you obtain or of the good faith efforts you made to obtain the information. You must retain this information for three years from the date of the employee’s first performance of safety-sensitive duties for you.
(j) As the employer, you must also ask the employee whether he or she has tested positive, or refused to test, on any pre-employment drug or alcohol test administered by an employer to which the employee applied for, but did not obtain, safety-sensitive transportation work covered by DOT agency drug and alcohol testing rules during the past two years. If the employee admits that he or she had a positive test or a refusal to test, you must not use the employee to perform safety-sensitive functions for you, until and unless the employee documents successful completion of the return-to-duty process (see paragraphs (b)(5) and (e) of this section).
Procedure Following a Positive, Adulterated, Substituted or Invalid Drug Screen Test
The purpose of this memo is to assist our Employer Group to follow a SAP procedure that is in compliance with the DOT regulations Parts 40 and 382
1) Initial procedure following a positive, etc. lab result:
A. MRO reviews the results sent from the lab.
B. MRO designate contacts donor. (A&B may take several days.)
C. MRO speaks with donor and determines the test status.
D. If test is verified positive, the MRO contacts the DER of the company.
E. The company contacts Millennium Compliance Services Inc. for further instruction.
2) Employer Responsibilities
1. An employer must provide each employee, including an applicant (Pre Employment drug test) who violates a DOT drug and alcohol regulation, with a listing of Substance Abuse Clinics available to that employee that includes names, addresses and telephone numbers of available clinics.
2. An employer must assist the employee (if an offer to return the employee to safety sensitive duties is made), with the SAP evaluation as follows:
a. Ensure that the employee complies with the SAP procedure as outlined in our “SAP Procedure Guideline”.
3. Any driver who violates a DOT rule for drug testing is subject to:
a. Face to face assessments with a SAP (Substance Abuse Professional)
b. Return to Duty drug test and
c. Follow Up drug testing
4. An employer must ensure that the SAP process is not compromised and strictly follows/adheres to the US DOT regulations Parts 40 and 382.
5. An employer can designate their TPA to assist with the co-ordination of the SAP process.
